Proposed SEC rules have been coming fast and furious including: the Custody, Outsourcing and Liquidity Risk Management Rules. Panelists will explore the potential unintended operational consequences should these rules become policy. Presented by Ellen Hefferan, EVP Operations & Accounting, LSTA, Charles J. Carter, SVP, Global Head of Bank Loan Strategy & Transformation, State Street, Elliot Ganz, EVP, Head of Advocacy, LSTA, Mary Heath, SVP, Head of Leveraged Credit Operations, Voya Investment Mgt., Michael Schuster, SVP, Product Manager, Brown Brothers Harriman and Sarah Wagner, MD, Head of Loan Platforms, S&P Global.
File | Impact-of-the-SECs-Rulemaking-Raceway-on-Loan-Ops-101223.pdf |
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