SEC Rule 9j-1 Crosses the Finish Line
The SEC recently finalized Rule 9j-1, an anti-fraud rule for security-based swaps. The LSTA’s Elliot Ganz breaks down what it means for loans.
Search Results
Total Results:
The LSTA Weighs in on the Security-Based Swaps Rule
The LSTA submitted a comment letter to the SEC on their proposed rule regulating security-based swaps. LSTA General Counsel describes the rule.
Rule 9j-1 Comment Letter
The LSTA submitted this comment letter to the SEC on their proposed rule regulating security-based swaps.
Proposed SEC Rule 9j-1 is Back and Bigger, But Not Better
The SEC recently reproposed Rule 9j-1, a rule that would regulate “security-based swaps” including those related to loans. LSTA GC Elliot Ganz weighs in on…
Great Expectations: The SEC’s 2022 Aims
LSTA's Tess Virmani, AGC & EVP – Public Policy, Head of ESG, looks into SEC's reproposal of Rule 9j-1.
Become a Member
Membership in the LSTA offers numerous benefits and opportunities. Chief among them is the opportunity to participate in the decision making process that ultimately establishes loan market standards, develops market practices, and influences the market’s direction.
View our Latest Member Spotlight
Our Partners
