Conflicts in Securitizations Rule Webinar: Considerations For June 2025 Go Live Date
Much ink has been spilled on the unprecedented number of proposed rulemakings that the SEC has issued under Chair Gensler.
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Policy Wins: Will Momentum Continue in 2024?
In an environment where regulatory shifts are happening at a frustratingly rapid clip, 2023 was a gratifyingly positive year for the corporate loan market and…
Unpacking the SECs Final Rule on the Prohibition Against Conflicts of Interest in Securitizations (Presentation)
The U.S. Security Exchange Commission (SEC) issued a final rule that restricts securitization participants with respect to an asset-backed security (ABS) from engaging in conflicted…
Unpacking the SECs Final Rule on the Prohibition Against Conflicts of Interest in Securitizations (Replay)
The U.S. Security Exchange Commission (SEC) issued a final rule that restricts securitization participants with respect to an asset-backed security (ABS) from engaging in conflicted…
Conflicts in CLOs: Non-Existence is No Excuse!
As discussed last month, in January the SEC reproposed its 2011 “Prohibition Against Conflicts of Interest in Certain Securitizations Rule (the “Proposed Rule”), which would prohibit…
The SEC That Never Sleeps: Exams, Securitization Conflicts and (New) Custody
The LSTA this week submitted its comment letter on Liquidity Risk Management but, alas, there is no rest for the weary.
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